Summary
A
crow carries a jar lid to the top of a sloping snowy rooftop in Russia.
Sitting on the lid and sliding down the roof, you could think of it as
surfing. It picks up the lid and repeats this behaviour again and again (Figure 1A).
A group of black swans ride the crest of a wave that also looks like
they are surfing. Once the wave reaches the beach, the swans fly back to
another wave crest and perform the same actions again (Figure 1B).
In both cases, the birds’ behaviours do not seem to provide any obvious
function apart from enjoyment — they look like they are having fun.
Videos of these behaviours received millions of views on YouTube, so we
appear to like watching other animals having fun. But is this
interpretation of the birds’ actions as having fun pure anthropomorphism
or is it possible that an animal can act solely for its own enjoyment?
Main Text
In
this Primer, we discuss the idea of whether birds can temporally and
energetically afford to have fun, whether they have the neural machinery
necessary to feel pleasure, and provide some examples, such as play or
singing, that could be interpreted in this way. We also discuss possible
ways of making animal emotion more scientifically tractable and
consider implications for animal welfare if some of these behaviours can
be interpreted as pleasurable.
Having fun
What
do we mean by having fun? Play is perhaps the most obvious behavioural
manifestation of fun. Despite its many proposed functions in the
training of young minds, play must also be rewarding or even pleasurable
for it to be repeated. We discuss play later, but first enquire whether
there are other avian activities that could be interpreted as fun?
Although animals do not necessarily have the time, cognition or
neurobiology for pastimes or leisure activities, some behaviours could
be seen as being related to having fun, such as experiencing sensory
pleasure from eating a preferred food to having sex to experiencing
something beautiful, such as art.
Omnivorous
animals with a varied diet are the best candidates for experiencing
pleasure from their food, as they must possess the capacity to
discriminate between different foods, preferring one over another. These
preferences do not necessarily reflect differences in nutritional value
between the foods (like our own dietary preferences). For example,
western scrub-jays are given many different foods, including peanuts,
dog biscuits, mealworms and wax worms, during experiments to test their
episodic-like memory and future planning: when given a choice, say
between mealworms and wax worms, all scrub-jays choose wax worms. One of
us (N.S.C.) refers to wax worms as the “Belgian truffles of the
scrub-jay world” because they are so preferred over all other foods. Is
this because wax worms elicit a greater amount of sensory pleasure than
other foods? This is a testable hypothesis.
- Figure 1.Screenshots from YouTube videos of birds appearing to have fun.(A) A crow slides down a snowy rooftop in Russia (from https://www.youtube.com/watch?v=3dWw9GLcOeA). (B) A flock of swans ride the crest of a wave, appearing to ‘surf’ (from https://www.youtube.com/watch?v=bsiqdl6vsGQ).
The anthropomorphic trap
Returning
to the two video examples, a simple interpretation of the birds’
behaviour based on human introspection is that they are enjoying
themselves. For example, the crow performs actions with no obvious
function, which are repeated and the crow behaves ‘as if’ it is
experiencing joy, for example, flapping its wings on each descent. For
some scientists, such as Mark Bekoff (see his quick guide on play in
domestic dogs in this issue), this is as far as we need to go: the bird
looks like it’s having fun, so of course, it is. From a scientific
viewpoint, however, this is far from satisfactory. We cannot only rely
on external behavioural cues when attributing emotional or mental states
to others; human or otherwise. Relying on such cues alone will quickly
cause us to fall into the anthropomorphic trap, which does not get us
any closer to finding out what’s actually going on inside another’s
head. We automatically project human thoughts and feelings onto an agent
(animate or inanimate) that displays actions resembling those of a
human agent, especially within the same context.
This
form of anthropomorphic thinking was most strikingly demonstrated by
Heidel and Simmel, who presented subjects with crude animations of two
triangles and a circle moving around a large box with a movable section.
The shapes’ actions were erratic and resembled the social interactions
of three human figures. Subjects did not dissociate their descriptions
of the figures from their use of purposive and intentional language to
describe the shape’s actions in human terms. “The small triangle was
attacking the circle” or “the circle was being chased by the large
triangle” were common phrases used to describe the attributed
intentional actions of the different shapes. Of course, the shapes could
not possess these types of intentions. They were shapes on a film, with
no internal mental states that could afford them with purpose, animated
by an external agent (the animator).
Even
Charles Darwin was prone to making attribution errors in his writings,
specifically in relation to emotion. For example, in The Expression of the Emotions in Man and Animals
(1872), Darwin suggested that a monkey baring its teeth was
experiencing joy, whereas we know that this configuration of facial
muscles now represents fear (produced by a subordinate monkey in the
presence of a dominant). These errors are more easily made for species
that are more closely related to us, such as primates or those with whom
we share our homes, such as cats and dogs. Yet, even for birds,
especially those known to be smart such as crows and parrots, it is very
easy to slip into the anthropomorphic trap and attribute them with
human emotions without good evidence. The question for this Primer is
whether our quick attribution of pleasure and fun to the birds described
for the two videos, or indeed any non-verbal creature, is just an
example of our introspection biases or whether we can adopt a more
scientific approach.
Building a brain for fun
How
may fun be represented in the brain? At first, this seems a daunting
question, yet although fun is a relatively new concept with respect to
neuroscience and comparative cognition, there is precedence in its
study. Fun involves doing something rewarding — it elicits a tendency to
repeatedly approach a reward-inducing stimulus (wanting) — and it provides a sense of pleasure — a hedonic response eliciting a positive affective feeling (liking).
We know much about how the mammalian brain processes reward and
pleasure, and how it controls an animal’s actions toward
pleasure-seeking. Our revised knowledge of the evolution and anatomy of
the avian brain can help us to make extrapolations from mammalian to
avian brain with respect to the neuroanatomy of pleasure.
What
could be going on in the brain of the Russian crow that we described
earlier? Studies on the neurobiology of play in mammals, such as rats,
have recorded neural activity, sampled neurotransmitters or mapped early
gene activation in brain regions said to be involved in play. Although
such studies have yet to be performed in birds, similar brain regions
are found in the avian brain, with neurotransmitters, such as dopamine,
that are essential for reward and endogenous opiates, such as
enkephalins, which are essential for experiencing pleasure, flooding
equivalent areas in the avian brain. As illustrated schematically in Figure 2,
dopamine neurons originate in the midbrain (VTA and SN) and project to
areas throughout the striatum (basal ganglia) and pallium; dopamine
receptors are found in the greatest number in the nidopallium
(especially NCL, suggested to be equivalent to the prefrontal cortex),
striatum, pallidum, arcopallium, hyperpallium, mesopallium and various
areas within the song control system (Area X, HVC and RA).
As
in most animals, dopamine appears to play an essential role in reward
in birds and is found in analogous brain regions, suggesting that
dopamine also controls the search for reward-inducing stimuli in birds.
Similarly, as also illustrated in Figure 2,
bird brains are populated with receptors for opiates; μ opiate
receptors are found in the VTA and SN, striatum, LMAN, nidopallium and
mesopallium, whereas κ opiate receptors are found in the VTA and SN,
striatum, and nidopallium, but also the hypothalamus, various parts of
the thalamus, arcopallium, HVC and Area X. With respect to our argument
that birds have brains capable of experiencing pleasure (and so having
fun), it is noteworthy that receptors for both dopamine and
opiates are found in overlapping brain regions in those areas equivalent
to hedonic brain regions in rodents and primates.
Do birds play?
When
we imagine fun, perhaps the first behaviour to come to mind is play. It
is seen throughout the animal kingdom, but the diversity, frequency and
intensity of play increases dramatically in two groups; birds and
mammals. As there are few examples of play in reptiles, and even fewer
in amphibians, it is likely that play evolved independently in these two
taxa. Within birds and mammals, those larger-brained species appear to
play more frequently. Play also seems more prevalent in altricial
species (those that take longer to develop and cannot fend for
themselves). Within birds, of 27 orders, play has been reported in 13,
two of them precocial and ten altricial (one could not be attributed).
Play thus seems to be relatively uncommon in birds, seen in only 1% of
the approximately 10,000 species and largely restricted to species with
an extended developmental period, such as crows and parrots. In these
two groups of birds, which have the most documented cases of play, play
is typically similar to what has been observed in primates and
carnivores, the two mammalian groups with the highest incidences of
play: examples included elaborate acrobatics, manipulating objects and
different types of social play, including play fighting. As in mammals,
play in crows and parrots also involves specialised play signals that
may differentiate play behaviours from their ‘real’ counterparts.
Birds
engage in three types of play. First, locomotor play, which includes
all types of flight-related play such as aerial acrobatics, hanging and
flying upside down, as well as the two examples in Figure 1. Ravens and raptors are the most frequent performers of locomotor play, displaying all sorts of acrobatic acts whilst flying.
Second,
object play, which can be difficult to differentiate from neophilia —
exploration, curiosity and object manipulation — as it can involve the
close inspection of objects to learn about their structure, whether they
are edible and how they work. Could tool use in captive birds that do
not use tools in the wild be considered object play? Such birds have to
approach and manipulate objects not usually encountered in their natural
environment (or in a different context), investigate then discover
their appropriateness as functional objects in a tool-using context.
Keas have a strong neophilic response to all objects and are notorious
for their encroachment into human settlements in New Zealand, destroying
external fixtures on cars, raiding rubbish bins on campsites, and so
on. In their wanton destruction, it is difficult not to anthropomorphise
that they are having fun in their destructive behaviour.
Finally,
social play, which can easily be confused with fighting and courtship,
and tends to involve a lot of chasing, tussling and rough and tumble.
Social play frequently involves objects, where favoured objects are
stolen or fought over. For example, captive rooks will often play
tug-of-war with strips of newspaper, even when the birds are standing in
thousands of examples of the same material. This strongly suggests that
the birds were having fun with little function outside a pleasurable
experience.
A perennial
problem for play research concerns its function. An ultimate,
evolutionary explanation for play does not have to supersede a
proximate, mechanistic explanation. Birds, like us, may also play
because it is fun; it produces a pleasurable experience — releasing
endogenous opioids. It does not necessarily have to prepare an animal
for later life. We may even suggest that adult play should be outside
the need to learn about the world, and that sensory experience may be a
more parsimonious explanation for why play remains in some adult
animals. If we ascribe various functions to play that circumvent
enjoyment, then perhaps we need to focus on adult play. Time for play is
a rare commodity for adults. Although some adult play may function in
affording the practice of certain behaviours, especially subtle social
interactions, adult animals cannot afford the luxury of spending time
doing something without benefit. However, play may reduce stress, may
aid social bonding or it may just be immediately pleasurable; these
possibilities have so far been little researched.
Singing a joyful song
Birds
are highly motivated to sing. Indeed, for some species, singing is the
only way to attract a mate, either directly, with the female
discriminating between different males based on the content of their
song or the size of their song repertoire, or indirectly, using song to
maintain a territory. Although these are purely functional reasons for
song, there is strong evidence that singing may also be rewarding,
possibly even pleasurable. Although the ultimate explanation for the
evolution of singing is to attract a mate or defend a territory, the
proximate explanation may be that it produces a pleasurable affect in
the brain. Studies have suggested that dopamine provides the drive or
motivation to sing (equivalent to the wanting system) and that opiates
cause singing to be rewarding (equivalent to the liking system).
Of most interest is what has been termed directed song:
song that directly influences the behaviour of another individual,
namely causing a female to approach and solicit mating from the singing
male. Once directed song has attracted the attention of a female
resulting in mating, song production decreases, as the goal of mating
has been achieved, leading to satiation and a reduction in the
motivation to sing. The more that behaviour X (for example, singing)
results in a specific rewarding action Y (for example, mating), the more
likely that behaviour X will be repeated. Dopamine will trigger or
maintain the production of song when stimulated by the presence of a
female, whereas opiates will inhibit the song when it has achieved its
purpose (mating).
What is the
evidence that dopamine (reward-seeking) and opiates (reward attainment)
are involved in the song control system? The peripheral injection of
dopamine agonists (opening dopamine receptor channels) increases the
production of female directed song, whereas a similar injection of
dopamine antagonists (blocking dopamine receptor channels) decreases the
production of female directed song. What is going on in the song
control system in the songbird brain during directed song? Dopamine and
opiates are found widely across the song control system (Figure 2).
Dopamine neurons in the midbrain areas of the VTA and the medial
preoptic area (mPOA) innervate dopamine- and opiate-rich regions
throughout the song system, including Area X in the striatum and HVC and
RA in the mesopallium. The VTA and mPOA are vital to other
reward-seeking behaviours in rodents and Japanese quail, such as feeding
and sexual behaviour. In the song control system, dopamine activation
is significantly increased in Area X prior to the initiation of female
directed song, and dopamine receptor immediate early gene expression
increases during directed song. By comparison, opioid receptor agonists
suppress female directed song, whilst opiate receptor antagonists
increase female directed song. If opioids are involved in the pleasure
response, this might seem counter-intuitive. But if the male songbird
has low levels of opiates, this causes the male to seek socio-sexual
contact from a female using song. Once this has been achieved, opioids
are released, producing a reward response, which has an inhibitory
effect on socio-sexual contact and decreases female directed singing.
This
relatively new research suggests a physiological mechanism by which
males become motivated to sing (and keep singing) and may cause a
pleasurable experience, but it is still not known whether (some) males
sing for fun (that is, without a female stimulus). Singing does occur
outside breeding and territorial contexts (undirected song), yet the evidence for a role of dopamine and opiates in this form of song are unknown.
Time for fun
Modern
humans may be the only species that have some form of leisure time. We
spend large amounts of time in the pursuit of pleasure; pastimes, games
and activities that we find fun. We have been afforded this extra time
because of the vagaries of modern life. We no longer have to hunt or
grow our own food; we buy it from others through the development of
trade and commerce. We live in large communities, with laws and systems
of government and protection from attack. We have largely eradicated
predators. We each have a designated role in our society and our time is
dictated by the work we have to perform in order to provide the things
we need (for food, protection, and so on); those things that our
ancestors had to provide for themselves. We spend huge amounts of time
playing games, watching sports, TV or movies, reading, painting,
exercising, cooking and other pastimes. In humans, fun is the result of
technological, agricultural, commercial and cultural advances effecting
our time, rather than an evolved trait.
We
cannot say the same for (most) animals. Indeed, one argument against
the possibility of animal fun is whether fun is adaptive. Wild animals,
unlike modern humans, live within a strict time budget in which they
have to perform a number of biological imperatives in order to survive
and pass on their genes. They have to find and process food, find water,
avoid predators (and/or locate prey), court and mate, raise offspring,
and so on. Perhaps wild animals have little time to devote to
pleasure-seeking. By contrast, captive animals, such as pets, working
animals or those in zoos do not have to fend for themselves. Many of
their biological needs are provided by their human captors, thus
affording them with time for other pursuits. Indeed, pets are often
encouraged by their owners to play, providing toys and other avenues of
enjoyment to reduce boredom. Zoo animals are provided with environmental
enrichment, reducing the potential for boredom, which can lead to
mental problems such as repetitive behaviours like pacing and feather
plucking.
How to measure pleasure in an alien mind
Although
we have suggested how birds may experience pleasure, we still have very
little data on whether they have similar experiences to us. We have to
base our assumptions on similarities in neurochemistry and in the
physical expressions of pleasure. We can make suggestions as to the
adaptive nature of having fun, but we won’t make real progress without
the development of new methodologies. One stumbling block is the
engrained idea that studying animal emotion is unscientific. This view
has prevailed despite Darwin making animal emotion the subject of one of
his three primary texts. How do we progress? One suggestion is to tie
the study of emotion to cognition. This has produced intriguing but
limited results so far using the cognitive bias paradigm, but may be
more fruitful with studies of metacognition (for example, frustration
effects).
The study of bird
emotion is more embryonic than for mammals. We do not share a similar
external anatomy with birds. Unlike primates, birds do not possess a
facial musculature revealing precise details about their emotional
state. However, that does not mean that birds do not have the means for
expressing emotions using their head or body. Some species have head
crests, facial feathers, wings and tails they manipulate; they produce
vocalizations, gestures and displays; some can even change the intensity
of colour of their plumage or reveal hidden colours, even within the
ultraviolet. This seems to be an untapped area for study, placing these
potential emotional expressions into a behavioural context.
Our
revised understanding of the organization of the avian brain also
provides us with an opportunity to investigate the neural basis of
emotion in birds. We could also apply physiological techniques used with
mammals to record autonomic responses to emotional material or
affective experiences. However, these would suffer from the same
problems as mammals, as changes in heart rate, blood pressure, skin
conductance, cortisol levels, and so on can be weak correlates of a
specific emotional response. For example, heart rate can increase both
as a result of being frightened and the result of seeing a loved one.
The best opportunity for progress is to bring all these techniques
together into a comprehensive study of emotional states, one species at a
time.
What
are the implications if we conclude that birds do not have fun? Our
animal welfare laws are based largely around an attempt to provide
animals with an absence of pain and suffering. We would also like them
to be happy. Although a noble pursuit, as yet there is very little
scientific evidence to bear on what a happy animal would look like if we
saw one. It is therefore of primary importance that we develop
sensible, scientifically-based methods to determine precisely what
constitutes an animal feeling happy, sad, joyful and whether it can have
fun. We can then use such information to enhance their lives, rather
than attributing our own ideas on what they do and do not need based on
introspection and anthropomorphism.
Further reading
- Balcombe, 2009
- Animal pleasure and its moral significance
- Appl. Anim. Behav. Sci., 118 (2009), pp. 208–216
- | | |
- Berridge and Kringelbach, 2008
- Affective neuroscience of pleasure: reward in humans and animals
- Psychopharmacology, 199 (2008), pp. 457–480
- | |
- Burghardt, 2005
- The Genesis of Animal Play
- MIT Press (2005)
- Diamond and Bond, 2003
- A comparative analysis of social play in birds
- Behaviour, 140 (2003), pp. 1091–1115
- | |
- Emery and Clayton, 2005
- Evolution of the avian brain and intelligence
- Curr. Biol., 15 (2005), pp. R946–R950
- |
- Riters, 2011
- Pleasure seeking and birdsong
- Neurosci. Biobehav. Rev., 35 (2011), pp. 1837–1845
- | | |
Copyright © 2015 Elsevier Ltd. All rights reserved.