Volume 166, October 2016, Pages 214–222
Open Access
Highlights
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- The roles of AYUSH (TCAM) providers in public facilities in India are perceived discrepantly.
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- Work sharing is dissimilarly interpreted by different health system actors.
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- Interactions among practitioners of different systems of medicine are fraught.
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- Logistical, infrastructural, technical, and administrative provision for TCAM is low.
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- Policy and budgetary support for TCAM are inadequate for field development.
Abstract
The
government of India has, over the past decade, implemented the
“integration” of traditional, complementary and alternative medical
(TCAM) practitioners, specifically practitioners of Ayurveda, Yoga and
Naturopathy, Unani, Siddha, Sowa-rigpa, and Homoeopathy (collectively
known by the acronym AYUSH), in government health services. A range of
operational and ethical challenges has manifested during this process of
large health system reform. We explored the practices and perceptions
of health system actors, in relation to AYUSH providers' roles in
government health services in three Indian states – Kerala, Meghalaya,
and Delhi. Research methods included 196 in-depth interviews with a
range of health policy and system actors and beneficiaries, between
February and October 2012, and review of national, state, and
district-level policy documents relating to AYUSH integration. The
thematic ‘framework’ approach was applied to analyze data from the
interviews, and systematic content analysis performed on policy
documents.
We found that the roles of AYUSH
providers are frequently ambiguously stated and variably interpreted, in
relation to various aspects of their practice, such as outpatient care,
prescribing rights, emergency duties, obstetric services, night duties,
and referrals across systems of medicine. Work sharing is variously
interpreted by different health system actors as complementing
allopathic practice with AYUSH practice, or allopathic practice, by
AYUSH providers to supplement the work of allopathic practitioners.
Interactions among AYUSH practitioners and their health system
colleagues frequently take place in a context of partial information,
preconceived notions, power imbalances, and mistrust. In some notable
instances, collegial relationships and apt divisions of responsibilities
are observed. Widespread normative ambivalence around the roles of
AYUSH providers, complicated by the logistical constraints prevalent in
poorly resourced systems, has the potential to undermine the therapeutic
practices and motivation of AYUSH providers, as well as the overall
efficiency and performance of integrated health services.
Keywords
- India;
- Traditional, Complementary, and Alternative Medicine;
- AYUSH;
- Mainstreaming;
- Pluralistic health system;
- Role perceptions;
- Role ambivalence;
- Integration
1. Background
Efforts
to include traditional, complementary and alternative medical (TCAM)
systems in the public health mainstream have been gaining momentum
across the world (Lakshmi et al., 2015),
particularly in developing countries, with the goals of enhancing
populations' access to healthcare, optimizing the roles of healthcare
providers, and promoting the different systems of medicine. The World
Health Organization's traditional medicine strategy acknowledges the
widespread use, accessibility, and cultural relevance of TCAM, advocates
the inclusion of TCAM in public health systems for disease control and
health promotion (WHO, 2002), and promotes the integration of TCAM in national healthcare systems (WHO, 2013). Many countries, such as China (Jingfeng, 1988), South Korea (Son, 1999), and Cuba (Appelbaum et al., 2006)
have articulated national and sub-national policies for the integration
of certain systems of TCAM into health service delivery, and for the
provision and regulation of medical education, accreditation, licensing,
and drug-regulation. A WHO global survey revealed that 32 percent of
respondent countries had issued national policies on TCAM, and that 56
percent of the rest were in the process of developing such policies (WHO, 2005).
The
Ministry of Health and Family Welfare of the Government of India
comprised an autonomous unit tasked with regulation, education,
accreditation, and provision for government-endorsed TCAM systems. This
unit, originally established as the Department of Indian Systems of
Medicine and Homoeopathy in 1995, was renamed the Department of AYUSH in
2003, and governed the provision and practice of Ayurveda, Yoga and
Naturopathy, Unani, Siddha and Sowa-Rigpa, and Homoeopathy (AYUSH) in
India. It was elevated to a Ministry in November 2014. A Draft National
Policy on AYUSH is in development in 2016 (Ministry of AYUSH, 2015).
The National Rural Health Mission (NRHM), 2015,
launched by the government of India in 2005, emphasized the
“mainstreaming of AYUSH” as a strategy to increase healthcare access for
the population, and to provide AYUSH providers with a platform to
practise their systems of medicine in India (Department of AYUSH, 2011).
This initiative included the appointment of AYUSH providers in public
health facilities, in some instances, to work alone, and in many cases,
to work alongside allopathic practitioners (in an arrangement termed
‘co-location’), as well as the involvement of AYUSH providers in
national health programmes, such as those for the prevention and control
of polio, tuberculosis, and malaria. These policies at the national
level were then interpreted and implemented by the states. The
establishment of new AYUSH facilities at healthcare centres at district
and sub-district levels, and the upgradation of AYUSH facilities in
hospitals and dispensaries, have been accomplished under the NRHM, in
addition to the contractual appointment of approximately 11478 medical
practitioners and 4894 para-medical workers across the country (Press Information Bureau, 2013).
Over
the years, the integration of AYUSH providers into the public health
system of India has proceeded in different ways, and to varying extents
in the different states of India, partly due to different state
interpretations of the policies. Integration as policy and health
systems reforms requires attention to health goals and stakeholder
roles, multi-level reform, and a reorientation of systems values (Sheikh and Nambiar, 2011).
Reports from various states reveal numerous challenges, including
shortfalls in recruitment and deployment of personnel, delayed or
inadequate drug supply, insufficient infrastructure and personnel
support, and problematic administrative structures and interpersonal
interactions, in the mainstreaming of AYUSH (Chandra, 2011, SEDEM, 2010, Priya and Shweta, 2010, Lakshmi, 2012 and Gopichandran and Kumar, 2012).
We
conducted a study in three states of India to examine the operational
and ethical challenges of AYUSH mainstreaming. The integration of the
different systems of medicine in the public health system has at its
centre the practitioners of the different systems of medicine. This
paper presents findings on health policy and system actors' practices
and perceptions related to AYUSH providers’ roles in government health
services.
2. Methods
2.1. Research design
The
protocol for this study received ethics approval from the Institutional
Ethics Committee of the Public Health Foundation of India. The study
was conducted in Kerala, Meghalaya, and Delhi. These states were chosen
based on their: history of TCAM practice; the entrenchment and cultural
consonance of certain systems of TCAM in their communities; differing
administrative set-ups for the governance of AYUSH practice; and
proximity to the centre of national policymaking in New Delhi. Kerala
administers Ayurveda and Homoeopathy through distinct directorates, and
does not co-locate AYUSH and allopathic practitioners. In contrast, in
Delhi and Meghalaya, co-location of AYUSH and allopathic practitioners
is common, although separate facilities for the different systems of
medicine also exist. Certain AYUSH systems have an enduring presence in
Kerala and Delhi, whereas several local healing traditions, such as
Khasi and Garo medicine, rather than AYUSH systems, are inherent in
Meghalaya (Albert and Porter, 2015).
2.2. Research approach
We applied an action-centred approach of policy implementation analysis (Barrett and Fudge, 1981 and Hjern and Hull, 1982)
in which policy implementation is regarded as a series of interactions
and negotiations among actors, taking place in specific social and
organizational contexts, seeking to distinguish policy as interpreted by
relevant social actors, from the formal articulation of policies by
state institutions (Hjern and Hull, 1982).
We
employed two principal techniques of data-collection: in-depth
interviews; and review of policy documents. In addition, researchers’
observations of the infrastructural arrangements and interpersonal
interactions in the healthcare facilities were documented, and explored
further in the interviews.
Reviewed
policy documents included: stated national, state, and district
policies for the mainstreaming of AYUSH; inter-office and intra-office
memoranda on transfers, posting, in-service training, facilities, and
grievances related to AYUSH personnel and supplies; and publicly
available material on the internet. We mapped policy content using a
framework developed for the assessment of governance architecture,
functions, and policy and implementation gaps in an examination of
regulation of healthcare in India (Sheikh et al., 2015).
Interviewees
were drawn from a range of health policy and system actors involved in
the mainstreaming of AYUSH, selected purposively based on principles of
maximum variability (Silverman, 2001),
in terms of age, occupation, area of expertise, years of work
experience, type of employment, and geographical setting within study
sites. Respondents were categorized as: key informants, including
academicians, bureaucrats, and representatives of civil society
organizations, with a deep understanding of the history and
implementation of the inclusion of TCAM in the public health system of
India; health system administrators, including state, district, and
sub-district officials and supervisors at health facilities; TCAM (AYUSH
and non-AYUSH) practitioners; allopathic doctors; and community
representatives. In all, 196 interviews were conducted between February
and October 2012. Table 1 enumerates the categories of participants across the study sites.
Kerala Meghalaya Delhi Total Key informants 2 3 7 12 Health system administrators 16 13 14 43 AYUSH doctors 27 14 19 60 Non-AYUSH TCAM providers 0 6 0 6 Allopathic doctors 13 13 11 37 Community representatives 16 12 10 38 Total 74 61 61 196
Interviews
were audio-recorded with the respondents’ permission, and only notes
taken when permission for audio-recording was not granted. The majority
of the interviews were conducted in English, and some in a mixture of
English and local languages.
2.3. Data analysis
Systematic
content analysis of the policy documents was performed. Interviews were
transcribed by research assistants, and checked for accuracy by the
investigators. They were then analysed using the ATLAS.ti Version 7
software (Scientific Software Development GmbH). Data were processed
using the thematic ‘framework’ technique that combines both inductive
and deductive approaches (Ritchie and Spencer, 1994). A priori
codes were generated, based on the interview guide, before data
collection began. Cross-coding by at least two investigators was
performed on a random selection of interviews, to ensure standardization
in the application of codes. To the a priori codes were added
emergent codes, dealing with meanings, values and rationale, developed
jointly by the research team from studying the data. Analytical codes,
corresponding to operational and ethical enablers and challenges in
integration, were then jointly developed by the researchers from
studying the patterning of emergent themes. Following coding, data were
extracted, charted, and interpreted.
3. Results
This
section describes the perceptions and expectations of the various
health system actors of the role of an AYUSH provider, the dissimilar
interpretations of work sharing of AYUSH practitioners and other health
system actors, and the shortfalls in awareness of, and support for,
AYUSH practice. Findings from this study relating to the facilitators
and barriers of integration of TCAM providers in the public health
system of India are reported elsewhere (Nambiar et al., 2014).
3.1. Discrepant role expectations
Role
expectations varied by stakeholder category, as well as by region.
Discrepancies among the perceptions of health system actors were
greatest in regions where AYUSH providers were co-located with, and
supervised by, allopathic providers, i.e., in Delhi and Meghalaya. In
Kerala, where allopathic, Ayurvedic and Homoeopathic establishments were
housed in separate physical facilities, and administered by distinct
directorates, role expectations of AYUSH practitioners were not as much a
matter of conflict. Table 2
summarises the various perceptions of the AYUSH provider's role held by
the different stakeholders in the process of mainstreaming AYUSH in
India.
Role of AYUSH provider Stakeholder
National govt. State govt.s AYUSH doctors Non-AYUSH TCAM providers Allopathic doctors Health system administrators Community members Outpatient consultation – allopathic √a √a Outpatient consultation – AYUSH √ √ √ √ √ √ √ Inpatient consultation – AYUSH √ √ √ √ √ √ √ National health programmes √ √ √ √ √ √ Health camps (family planning) √ Health camps (AYUSH) √ √ √ √ √ √ √ Night duties √a √a Emergency services √a √a Conducting childbirth √a √a -
- a
- In some, not all, healthcare facilities
3.1.1. Policy articulations
For
AYUSH practitioners appointed to government positions on either
contractual or permanent bases, the national government mandated
outpatient consulting in the respective AYUSH modality. Additionally,
AYUSH providers were expected to participate in the national health
programmes and administer the allopathic modules contained in the
programmes, following training in these specific modules (Department of AYUSH, 2011).
State governments, however, were authorised to elaborate on, and
modify, the policy at their level. States’ interpretation, additions,
and implementation led to dissimilar policies for AYUSH practice in
different regions of the country (Dehury and Pattnaik, 2014).
Thus, a few states and some districts within the same state, in
contrast to other states or other districts from the same state,
required one or more of the following activities from AYUSH providers,
in addition to outpatient AYUSH consulting and participation in national
health programmes: inpatient care in the respective AYUSH modality;
participation in health camps, particularly in rural and remote areas;
conducting childbirth; performing night duties; and performing emergency
services at the health facility.
3.1.2. AYUSH doctors’ expectations
AYUSH
practitioners entered the public health workforce expecting to practise
only their own system of medicine, mostly as outpatient consulting.
Many expressed a desire to admit inpatients for AYUSH treatment, and
some co-located facilities reported planning such an inclusion in their
wards. Besides this, AYUSH providers expected to conduct the AYUSH
component of the health camps organized by their facility, and,
following training, to participate in national health programmes. Most
expressed disinclination to take up components of allopathic practice,
conscious of their lack of expertise in allopathic medicine, and their
ineligibility to practice a system of medicine that they were not
qualified in (an activity known as cross-practice). They reflected on
how cross-practice would compromise the quality of care they could offer
patients.
“If they give me training in my field, I am open. I am comfortable in my field, right. I am not comfortable giving allopathic medicine. They want us to perform duties, like night duties, emergency, which I cannot handle … I won't do any justice to the patient, right. So I tried telling her [allopathic supervisor] this, but still it's very hard to sit down and have a talk.” {AYUSH practitioner (contract)}
The
following metaphor used to describe the role of AYUSH practitioners
emerged in an interview, and encapsulates this perception:
“… paani bharne wale se batti jalwana.” [getting a water-carrier to light the lamps] {AYUSH practitioner (permanent)}
The AYUSH practitioner is analogized to a water-carrier, and the task of lamp-lighting is likened to the delivery of allopathic healthcare. This reflects expectations of service that are dissonant with the roles that AYUSH practitioners see themselves as having.
Some
AYUSH providers were willing to learn and practise allopathic
prescription in outpatient consulting, and perform night duties, and
obstetric and emergency services. This was particularly true of those
who did not have adequate provision for AYUSH practice, and had to share
the premises of their allopathic colleagues. Moreover, some AYUSH
providers expressed deep commitment to promoting community health,
beyond prescribing medications, either allopathic or AYUSH, and engaged
proactively in public health endeavours, such as family planning
counselling.
“For one year after I was posted here, I did not have any medicines. And I was sitting in the same room as the allopathic doctors. So, I used to help them … take cases and prescribe [allopathic] medicines.” {AYUSH practitioner (contract)}
“I believe that for us, OPD [outpatient consulting] is not as important. In the health sector, family planning is important … We have stayed up till 1 a.m., in villages, counselling people on no-scalpel vasectomy.” {AYUSH practitioner (contract)}
AYUSH
providers reflected on the different loyalties that they felt: to the
welfare of patients; to the system of medicine that they were trained
in; to the personnel team at the facility that they were appointed to;
and to the country's public health. Many communicated frequent internal
tussles among these loyalties, when inadequate provision for AYUSH
practice, problematic communication, and interpersonal tension pulled
them in different directions, unable to perform their roles as intended,
and unwilling to compromise the care of the patient or the reputation
of the professional team.
3.1.3. Non-AYUSH TCAM providers’ expectations
Non-AYUSH
TCAM practitioners, mostly local traditional healers, were largely
outside the ambit of the government, national and regional, and not
formally included as TCAM practitioners in the public health system, on
either contractual or permanent bases.
“There are local healing traditions that are part of the culture. To introduce, and more than that, to impose an alien system [AYUSH systems in addition to allopathy] is not right, when the traditional system is not being given any support.” {Key informant}
In
some regions, local healers were organized into associations that
advocated their system of medicine, and pooled resources to provide care
to the population in need. These practitioners distinguished AYUSH
systems from the allopathic, as well as from their own healing
practices. However, they did not necessarily distinguish among the
different systems of AYUSH. They did not evince any expectations of the
AYUSH provider's role in the public health system beyond AYUSH
consulting.
3.1.4. Allopathic doctors’ expectations
The
activities expected by allopathic medical officers in charge of public
health facilities, as the responsibilities of their AYUSH colleagues,
varied across facilities, based largely on the volume of the inflow of
patients and the capacity of the allopathic workforce at the facility to
attend comfortably to it. In facilities with a low doctor-patient
ratio, activities included, besides AYUSH consulting and participation
in national health programmes and health camps: allopathic outpatient
consulting; conducting childbirth; and performing night duties and
emergency allopathic services, under remote supervision, i.e., in
accordance with telephonically delivered advice from the allopathic
supervisor. These expectations revealed the allopathic supervisors’ need
for assistance rather than complementary practice. This need and its
fulfillment were also expressed as approval of AYUSH practitioners known
to take up and discharge health facility tasks other than AYUSH
services voluntarily, as also in resentment of AYUSH practitioners
reluctant to cross-practice.
“See, some people love to work. Like the [AYUSH] doctor in <name of a facility>. Everyone is so happy with him. We want someone like him here.” {Allopathic supervisor}
“When they have a D-R in front of their names [when they are called doctors], why can't they prescibe simple medicines like paracetamol and antibiotics? Even the staff nurse can do it, why can't they? We [allopathic doctors] are always available on phone to advise them.” {Allopathic supervisor}
3.1.5. Health system administrators’ expectations
In
line with the state's and district's policy, health system
administrators expected AYUSH personnel to engage in outpatient
consulting in their respective AYUSH modalities, and additional work as
specified, for which the district or state generally provided training.
The reputation of individual AYUSH providers seemed to rely heavily on
their enthusiasm for work other than AYUSH services at the health
facility. AYUSH personnel who took up night duties, family planning
counselling, obstetric services, and emergency services under allopathic
supervision, and organized health camps, were appreciated widely.
“He is the most faithful doctor. When the allopath is not there, he manages the whole PHC [Primary Health Centre].” {Health system administrator}
“AYUSH doctors help with sterilization. Together [with allopathic doctors], they motivate people.” {Health system administrator}
On the other hand, some administrators decried the expectation of non-AYUSH services from AYUSH practitioners.
“AYUSH doctors are not allowed to conduct deliveries.” {Health system administrator}
“AYUSH doctors can treat malaria patients only with pills, not injections. Complicated cases should be referred.” {Health system administrator}
3.1.6. Community members’ expectations
To
a large extent, community members did not distinguish between
allopathic and AYUSH doctors. This non-distinction was predominant in
facilities where AYUSH supplies were low or absent, and the AYUSH
provider helping with or engaging fully in allopathic practice. In some
co-located facilities, the AYUSH providers had developed a reputation
for effective treatment, enthusiasm, and cooperation with the facility
staff, and had a high flow of patients in the AYUSH outpatient
department. In other facilities, some community members were reported to
request non-AYUSH procedures, such as injections of allopathic
medications, from AYUSH providers.
3.2. Work sharing: complementing versus supplementing
All
the interviewees evinced the understanding that sharing the work
involved in ensuring population health was the rationale behind the
purposive inclusion of AYUSH providers in the public health system of
India. However, work sharing was interpreted variously by different
stakeholders, the greatest contrast demonstrated between the views of
the AYUSH practitioners on contracts, and their allopathic supervisors,
administrative superiors, who were permanent employees. AYUSH
practitioners expected to complement the work of their allopathic
counterparts through AYUSH practice. However, some allopathic
supervisors expected allopathic services (under supervision) from the
AYUSH doctors to supplement their allopathic practice, and the latter
felt the pressure to oblige, or the stress of resisting such
expectations. The concept of integration emerged as one not understood
uniformly by all the actors in the system: some considered the inclusion
of personnel with AYUSH credentials sufficient (integration at the
level of the practitioner, as it were), whereas others deemed that AYUSH
had been included only when AYUSH was being practised by a qualified
provider in the health facility (i.e., integration at the level of
practice).
“See, in our state, I think doctor population will be quite low. So inclusion of this thing [AYUSH] has reduced the load, the patient load, in the allopathic doctors.” {Allopathic practitioner}
“Eight AYUSH doctors are to be appointed for School Health. The government knows that they cannot get MBBS [allopathic] doctors easily.” {Health system administrator}
“I don't think he [AYUSH doctor] benefits from us, because we don't understand his drugs. We benefit because he helps us.” {Allopathic practitioner}
3.3. Shortfalls in awareness of, and support for, AYUSH
Numerous
circumstances of poor communication, preconceived notions, shortfalls
in provision, and power imbalances have been reported in the medically
pluralistic public health system of India. These form the context, and
possibly the antecedents and influencers, of the discrepancies observed
in the expectations of the roles of AYUSH providers.
3.3.1. Low visibility for AYUSH providers
The
roles of the AYUSH providers were ambiguously articulated, and very
often not facilitated by the supplies, infrastructure, and personnel
support required for optimal AYUSH practice. Some AYUSH providers
reported that there was little or no communication of their appointment
to the facility staff, including their assigned supervisors. There were
practically no official channels for regular communication among
practitioners and administrators of different systems of medicine. A few
primary and community health centres reported a practice of plenary
staff meetings, which gave the AYUSH practitioners and their facility
colleagues the opportunity to interact with one another, and organize
the allocation or sharing of infrastructure, personnel or other
resources. There were some associations open only to AYUSH
practitioners, with voluntary and discretionary membership, which
facilitated deliberations, particularly on issues of recompense,
supplies, and administrative hardships faced by the members, and helped
convey these issues to the governing departments for resolution.
3.3.2. Referral of patients based only on personal initiative
In
co-located health facilities, there were no official procedures set up
for cross-referral of patients and feedback on referred patients. AYUSH
doctors reported referring cases that they deemed they could not handle,
e.g., ‘emergencies’, to their allopathic counterparts. Referral of
patients between practitioners of different systems of medicine was
infrequent, and based entirely on personal initiative, often the
patients', and the collegiality of the relationships among the staff
within individual facilities. AYUSH practitioners who did not enjoy
collegial relationships with their allopathic colleagues did not receive
any referrals from them.
“Informally patients are referred from allopathic treatment to Ayurvedic treatment, like for joint pains. We don't get much chance to interact with allopathy doctors. Patients themselves come here for treatment after allopathic treatment.” {AYUSH practitioner (contract)}
In
co-located facilities relatively free from logistical pressures, and
with better formal and informal communication among the practitioners of
different systems of medicine, patients were frequently cross-referred;
practitioners discussed patients’ progress, and also sought treatment
from one another, for themselves and their families.
3.3.3. Low awareness of TCAM
Across
all categories of interviewees, the majority expressed or demonstrated a
lack of awareness of different systems of TCAM. This was true even of
AYUSH practitioners, who generally exhibited unfamiliarity with systems
of AYUSH other than their own. None of the interviewees displayed a
nuanced understanding of the different systems of AYUSH. Several
interviewees conflated the descriptions of different TCAM systems,
including AYUSH, local health traditions, and home remedies. The acronym
AYUSH, which stands for six distinct systems of medicine, was
frequently confused with Ayurveda, one of the component systems, even by
senior health system administrators.
“One of our staff nurses took some AYUSH treatment … AYUSH or Homoeo, I am not sure.” {Health system administrator}
This
confusion was also evident, and transmitted to the public, in the
boards put up at certain busy facilities, directing people to AYUSH
consulting rooms, e.g., “AYUSH and Homoeo department, third floor”.
Furthermore,
most health system administrators and allopathic supervisors had no
knowledge of the medical curriculum and training of the AYUSH providers
appointed in their facilities, and therefore, often underestimated or
overestimated their scope. The unfamiliarity with different systems of
AYUSH often went hand-in-hand with a low value assigned to AYUSH
practices and practitioners.
“Everybody thinks that AYUSH doctors cannot do this, cannot do that. But that is not the case. This doesn't feel good. We are seen with different eyes …. When we studied, there was a difference only in one subject. They studied pharmacology, and we studied materia medica. Every other subject was the same.” {AYUSH practitioner (contract)}
“We preach scientific medicine. They don't have proof. I don't know the basis of their medicines. We neither discourage nor interfere. Their medicines are effective – I am saying this from personal experience. I don't know much about its science. We never had much to do with them.” {Allopathic practitioner}
“Allopathic specialists can be given some orientation whereby they are made aware that these are the medicines in ISM [Indian Systems of Medicine] which you can prescribe. Not vice versa. An allopath is an ocean in herself. You cannot ask a pond to use the water of the ocean. You can ask the ocean.” {Health system administrator}
3.3.4. Disparities in provision and policy
In
several facilities, the geographical and infrastructural arrangements
made for AYUSH practice granted less visibility to the consulting rooms,
and less convenience in physical access for patients. For instance,
AYUSH consulting rooms were moved from the ground floor of a public
hospital to the third floor, accessible only through a stairway from a
screened corridor, with the sole direction to this section being a
hand-written note pasted on a wall next to the stairway. In a rural
location, the AYUSH section was placed in a new building, with no
directions posted at the main building. The mismatch between
infrastructural provision and role requirements of AYUSH practitioners
was cited by several study participants.
AYUSH
providers were seldom at the helm of organizations, or of individual
public health facilities, except in regions where they were placed in
exclusively AYUSH facilities or departments. AYUSH providers appointed
to positions in hospitals and those appointed to various other public
health clinics as contractual staff had supervisors who were allopathic
doctors. Supervision took the form of documentation of attendance and
channelizing of indents, requests, and official communications through
the supervisor to administrative superiors. Allopathic supervisors and
AYUSH providers working within hierarchical reporting structures, in the
milieu of partial information and, frequently, disciplinary biases,
often found themselves in strained, unfulfilling, and stressful working
conditions.
There were
glaring budgetary and policy disparities between support for AYUSH
systems on the one hand and the allopathic system on the other.
Policymaking for AYUSH in India was not perceived as adequately
participatory, and sufficiently responsive to the nature of the AYUSH
systems, the needs of the personnel, and the preferences of the
population. In fact, AYUSH, although officially a department in the
Ministry of Health and Family Welfare, was often treated as an outside
entity at key moments of planning and decision-making, even
decision-making for AYUSH personnel. AYUSH providers described numerous
lacunae in the provision of supplies and human resources support, such
as the egregious delays and shortfalls in the supply of medicines, and
the inconvenient elimination of the role of a technical assistant to
help with clinical consultations and dispense prescriptions. Health
system administrators and key informants also remarked on the low
support for research in AYUSH, a situation presenting bleak prospects
for the development of a strong evidence base for the efficacy of the
various AYUSH systems.
“These policies are made by health people [the Department of Health and Family Welfare], and AYUSH people are asked later.” {AYUSH practitioner (permanent)}
“To function well, we need to have someone to dispense medicines, and at least one male and one female assistant to do panchakarma and massage, etc. We don't have anyone now. The post of assistant has been removed.” {AYUSH practitioner (permanent)}
“Our colleges are not as strong. There's only enough money for salaries in the Research Councils, we need to fix this.” {Health system administrator – AYUSH }
4. Discussion
This
study, undertaken to explore operational and ethical challenges in the
integration of AYUSH providers in the public health system of India, had
the methodological strengths of a review of policy; in-depth interviews
with a wide range of health system actors in three geographically
distant, and administratively and culturally different states of India,
with varying levels of indigeneity and entrenchment of different TCAM
systems in the community; and observations and analysis by a team of
researchers. The elicitation of participants' experiences and opinions,
as well as the interpretation of the findings could have been limited by
the researchers’ expertise and viewpoints.
A
major finding of this study was discrepant perceptions of the role of
the AYUSH provider in government health facilities. National policy
articulations closely matched AYUSH providers’ expectations of their
role descriptions. In contrast, the perceptions held by health system
administrators, and allopathic counterparts and supervisors differed,
often greatly, from the perceptions of the AYUSH providers. Discrepant
role expectations emerged as the nub of the interpersonal tension among
health system actors in the integration of AYUSH into the public health
system. These discrepancies had the most adverse impact in Meghalaya and
Delhi, where co-location of practitioners of different systems of
medicine was in operation, and, within these states, in the facilities
shared by practitioners of different systems of medicine, placed in
hierarchical administrative structures. In Kerala, where practitioners
of different systems of medicine were not co-located, tensions related
to discrepant role expectations did not play out as much in interactions
and day-to-day functioning, although numerous other divergent
perceptions of the different systems of medicine were expressed. Another
context in which the discrepancies in perception were expressed was the
variable entrenchment and indigeneity of the various AYUSH systems in
the states studied. Thus, AYUSH was often confused with Ayurveda in
Meghalaya, but not in Kerala, where people were much more familiar with
Ayurveda. Local health traditions played a more prominent role in the
discourse in Meghalaya than in the other states.
Gaps
in role descriptions for personnel, as well as in the articulation of
referral and collaboration protocols at healthcare facilities (Chandra, 2011, SEDEM, 2010, Priya and Shweta, 2010, Gopichandran and Kumar, 2012 and Priya, 2013)
resulted in most of the AYUSH providers’ functioning depending upon
logistical provision, directions from supervisors, and personal
initiative. Studies in other countries and settings, among different
cadres of health workers, have also described adverse impacts of role
conflict, role ambiguity, and difficulty working with other professional
groups; and of organizational conditions, health facility environment,
and inadequate logistical provision on the satisfaction, practices, and
performance of health workers (Rowe et al., 2005, Acker, 2004 and Drolen and Harrison, 1990).
The
most contentious of the expectations held about AYUSH providers’
functions revolved around cross-practice, specifically the practice of
allopathic medicine by AYUSH providers. Participants in our study
displayed a range of stances towards cross-practice: Certain allopathic
supervisors of AYUSH practitioners in co-located facilities expected and
encouraged allopathic practice by the AYUSH practitioners. AYUSH
practitioners were mostly reluctant, or, in some cases, frankly opposed
to prescribing allopathic medications, while a few were quite willing to
do so. Administrators and academic experts, as well as several
practitioners in this study, did not advocate cross-practice.
Some
proponents of cross-practice recommend the prescription of allopathic
medications by AYUSH practitioners for medical emergencies, and for
situations in which AYUSH medications are unavailable (Ravishanker, 2014). Singh and Raje (1996)
noted that people's observation of TCAM practitioners prescribing
allopathic medicine marred the reputation of the TCAM systems that the
practitioners were qualified in. Sharma (2001)
pointed out that exposure of doctors to systems of medicine other than
the one they were qualified in could engender the risk of
cross-practice, and quackery. Cross-practice has been considered a
potential threat to population health as it is likely to compromise
safety and quality of care, and has, therefore, usually been disallowed
in national and state policy (Dar et al., 2015), with some exceptions in certain states of India (Press Information Bureau, 2013 and Priya, 2013).
These exceptions, in turn, have been fraught with controversy among
practitioners, administrators, and beneficiaries. For instance,
allopathic professional associations denounced government policies that
permit AYUSH practitioners to prescribe and administer allopathic
medication (IMA, 2014 and Pillai and Aggarwal, 2014),
whereas certain AYUSH associations and public health administrators
viewed such policies as increasing the accessibility of health services
among the public (The Indian Express, 2015), enlarging the scope of AYUSH providers' therapeutic repertoire, and curbing quackery (Yasmeen, 2013).
In light of the minimal, if any, education and training that
practitioners of several AYUSH systems have in allopathic medicine, the
expectation that AYUSH practitioners employed in public health
facilities practise allopathic medicine, either to substitute for their
allopathic colleagues or to supplement their allopathic colleagues' work
has been seen to go against the greater interests of public health (Gopichandran and Kumar, 2012), as well as the prospect of the development of the fields of AYUSH (Dar et al., 2015).
The converse situation, of allopathic practitioners prescribing AYUSH
medications, although similarly risky and unethical, has rarely come up
in public health facilities in India, and no expectation of AYUSH
prescriptions from allopathic practitioners has been reported.
Several researchers have commented on the hegemony of allopathic medicine across the world (Jefferey, 1982, Naraindas, 2006, Sujatha, 2011 and Priya, 2012),
and the support for the perpetuation of this hegemony that comes from
policy, administration, and budget disparities. For instance, Chi (1994) reported low participation of Chinese medicine practitioners in public health policymaking in Taiwan. Ngetich (2008)
commented on the stark dissonance between the budgetary allocations for
the traditional and modern systems of medicine, and the prevalence of
their use by the population, specifically the very low allocation of
health system resources to traditional medicine, in the face of the high
prevalence of use of traditional medicine. Further, political and
administrative decisions such as the positioning of traditional medicine
in the ministry of culture rather than the ministry of health have been
seen to deprive the traditional medicine sector of full recognition as a
scientific set of practices, and of the benefits of financial
protection, such as health insurance; and to militate against efficient
and transparent governance of the medically pluralistic health system (Ngetich, 2008). Shukla and Gardner (2006)
recognized the inadequacy of support for TCAM in India, and further,
the danger of steadily declining popular interest in TCAM and the threat
of extinction of unsupported TCAM systems. The proportion of the total
budget for health that has been allocated to AYUSH has been as low as
1.3 to 2.7 percent over the past decade (Priya, 2012).
The experiences of our study participants echo these observations of
problematic administrative hierarchies, budgetary lacunae, and exclusion
from decision-making roles for TCAM practitioners. The highly
discrepant allocations for the allopathic and AYUSH sectors, from the
budget for healthcare, have clear adverse consequences for the AYUSH
fields, as demonstrated in the lower research output, lower
institutional provision for education and clinical care, and lower
remuneration for personnel (Dar et al., 2015, Chandra, 2011, Priya, 2012 and Lakshmi, 2012).
This study also confirms other researchers’ findings that
notwithstanding the sporadic policy articulations to extend support to
local health traditions, local health traditions continue to be
marginalized by the public health system (Albert and Porter, 2015 and Priya, 2013).
Gaps
in infrastructural provision and supplies, including inadequacy of
space, storage facilities, signage, medications, and office supplies,
which reports over the years show have dogged AYUSH practices in
mainstreaming endeavours (Dar et al., 2015, SEDEM, 2010, Chandra, 2011, Priya and Shweta, 2010, Lakshmi, 2012 and Dehury and Pattnaik, 2014)
were reported by virtually every AYUSH practice established on a
contractual basis in public health facilities, in this study. AYUSH
practitioners also stressed the unmet need for human resources support,
specifically a trained assistant and a compounder, for their practice.
Studies conducted in integrated practices of biomedicine and TCAM in other countries (Hollenberg, 2006 and Jingfeng, 1988)
have revealed attitudinal barriers to communication and congenial
coexistence among allopathic and TCAM practitioners. These studies shed
light on certain official procedures, such as restricted access to
patient-charts for TCAM practitioners, and restrictions on
patient-referral (Hollenberg, 2006),
that placed constraints on the TCAM practitioners’ practice, as well as
the absence or dearth of official procedures that facilitate regular
communication for collaboration among the practitioners. In Kenya, the
lack of acknowledgement and provision for the fact that patients choose
to take recourse to multiple systems of medicine was demonstrated in the
absence of formal or informal platforms for practitioners of different
systems of medicine to exchange views and collaborate, as well as the
absence of protocols for cross-referral (Ngetich, 2008).
Other
examinations of the functioning of co-located AYUSH and allopathic
facilities have found little or no interaction, professional or social,
among providers practising different systems of medicine at the same
facility, no published protocol for cross-referral (Shrivastava et al., 2015, Chandra, 2011 and Priya, 2013), little or no cross-referral (SEDEM, 2010), and no documentation of referral when it does occur (Priya and Shweta, 2010, Gopichandran and Kumar, 2012 and Priya, 2013).
Communication
between AYUSH providers and allopathic peers and supervisors in our
study was often reported to be minimal, fraught with tension, or even
avoided if possible (SEDEM, 2010),
although some instances of collegial relationships among providers
practising different systems of medicine at shared facilities were also
observed. The power differential, engendered by the hierarchical
reporting structures in the public health system, likely underpinned
this tension (Priya, 2013).
Our study did not reveal any official procedural barriers to the
participation of practitioners of different systems of medicine in the
care of patients. However, the absence of formal protocols for
cross-referral of patients, and the scarcity of platforms such as
organization-wide meetings and institutional events for formal and
informal interaction led to referrals and interaction occurring only on
the personal initiative of the providers, predicated on the
organizational culture at each individual health facility.
4.1. Implications for a pluralistic public health system
The
role ambivalence of TCAM (AYUSH and non-AYUSH) practitioners, and the
contestations among health system actors over the functions and
contributions expected of TCAM practitioners, have implications for TCAM
practice, TCAM provider morale, and overall health system efficiency
and performance. The low policy and budgetary support for TCAM, as well
as the logistical pressures upon TCAM practice, in addition, pose the
threat of the loss of the integrity of individual TCAM systems in a
notionally integrated health system, and the possible loss of bodies of
TCAM knowledge and praxis. Interpreting ‘integration’ as a
reclassification of TCAM techniques and products into biomedical
categories, without the concepts underlying their use, has also raised
concerns among researchers and advocates of medical pluralism (Sujatha, 2011 and Naraindas, 2006).
4.2. Strategic directions and recommendations for future work
Potential
directions suggested by the findings of this study include unambiguous
articulation of the roles and responsibilities of the TCAM providers
appointed to public health facilities in medically pluralistic systems.
In addition, clear delineation of the procedures to be followed in
situations of delayed or inadequate infrastructural provision, supplies,
and personnel support would be helpful. The provision of basic
information to the clinical and support staff, on the system of TCAM to
be practised at each facility, would aid in establishing peaceful
coexistence of different systems of medicine at the facility, and help
more patients access TCAM practitioners with ease. A regular and
transparent routine of plenary staff meetings, and the promotion of
professional associations to discuss strategies and solutions, would
help keep communication channels open.
Broader
health system related recommendations to improve role clarity are of
improved communication, referral protocols, and awareness-raising.
Financial and political support, such as the revision of the budgetary
allocation to the TCAM sector at national, state and district levels, to
provide adequate support for education, research, community outreach,
infrastructure and supplies, and staffing and training, are crucial to
steer the public health system towards vibrant and effective pluralistic
healthcare.
Further
work is called for on ascertaining the awareness and attitudes among
health system actors regarding the different systems of medicine in
practice in their communities. Future studies could also examine
policymaking, and provision, for the practice of various TCAM systems in
a medically pluralistic health system.
Acknowledgements
Funding Source: This work was supported by a Wellcome Trust Capacity Strengthening Strategic Award [F012/RG/KS/02] to the Public Health Foundation of India and a consortium of UK universities.
We
acknowledge the assistance of Bobylin Nadon, Candida Thangkhiew,
Darisuk Kharlyngdoh, Ivanhoe Marak, Sabita Chandran, and Kaveri Mayra,
in data-collection, and transcription. We are grateful for the support
of Dr. Sandra Albert, and the Martin Luther Christian University,
Shillong, for their help in the conduct of data-collection, and to all
the participants in the study for their time and insights.
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