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Friday, 3 April 2015

Lancet 2914 Human-rights-based approaches to health in Latin America

A key and distinctive feature of Latin America is the explicit discourse around the right to health. Many countries have translated this commitment into practice by incorporating rights principles and standards in constitutions and legislation, together with health policies and programmes, to treat health as an asset of citizenship rather than a market commodity, and to promote an equitable path to universal health coverage. Human-rights-based approaches (HRBAs) are characterised by a focus on the underlying social determinants of health and an emphasis on the principles of accountability, meaningful participation, transparency, and equality and non-discrimination.1 Understanding governments as duty bearers and health system users as claims holders has been fundamental to holding governments to account with respect to achieving aspects of universal health coverage equitably in Latin America, a region marked by profound social inequality, which is reflected in health disparities.
The explicit use of human rights frameworks and strategies in the region has led to the exposure of systematic discrimination against marginalised populations;2, 3, 4 the reallocation of health budgets to improve equity;5 the enhancement of quality of care in facilities;6 increased oversight of health systems;7 and, perhaps most importantly in the long term, to the appropriation of access to quality care as a political and legal entitlement by the public.7, 8
The cornerstone of HRBAs in Latin America, and perhaps what they have most distinctively added to other universal health coverage efforts, is accountability. Accountability in HRBAs is not an afterthought, and involves both processes and results in relation to universal health coverage. HRBAs promote a “circle of accountability”, which implies changes in a chain of decisions from the initial situation analysis through the establishment of legal and policy frameworks, the development of national public health strategies and plans of action to set priorities, the formulation and allocation of budgets, the implementation of programmes, monitoring and review processes, and oversight mechanisms, including meaningful access to judicial remedies.9, 10
Enabling legal frameworks are a necessary but not sufficient condition for meaningful accountability. The right to health is embedded in 18 of the region's constitutions, and an additional five countries include social protection for health as a basic tenet of the health system. Many countries in the region have also enacted implementing legislation and policies, and structural reforms in legal systems have enabled judicial enforcement of the right to health.11
The combination of the chronic democratic failure that marks many countries in the region, coupled with favourable opportunity structures in courts (eg, low access barriers, existence of constitutional protection writs, relaxed standing requirements, and speed of resolution) has led to increasing judicialisation of health rights. Thousands, and in some cases hundreds of thousands, of cases focusing on access to health services and essential medicines, but also including other public health issues, have been brought in Colombia, Brazil, Argentina, and Costa Rica in particular. While there is some evidence that individual litigation for personal entitlements could benefit the middle class more than the worst-off groups and lead to provision of treatments that are not cost effective,12, 13 judicial enforcement of rights principles and standards can also advance health system strengthening and universal health coverage, as shown by the court-mandated transformation of the health system and unification of benefits in Colombia (panel).

PanelHuman rights accountability and universal health coverage in Colombia and Peru

Health system transformation in Colombia through judicial enforcement of the right to health
More than a million individual claims for health entitlements have been brought since 1999 in Colombia.14 In 2008, the Constitutional Court issued the most sweeping structural judgment related to health anywhere in the world, aimed at addressing the root causes of the litigation: the inequities built into Colombia's health system and the failure of the system to regulate itself. In that case, the Court examined systemic failures in the regulation of the health system, reasserted the independent enforceability of the right to health, and called for substantial restructuring of the health system including the unification of benefits packages for contributory (payroll-tax financed) and subsidised systems, as well as updating of the benefits package based on a comprehensive and participatory situational analysis.15 The judgment also explicitly adopted the right to health framework laid out in international law. Almost 6 years after the judgment, the judgment has increased oversight and has also set in motion overhauls of the health system, including a unified and newly defined benefits package. The Colombian Congress passed major health reform in 2013 in the form of a new Framework Law on Health, which explicitly enshrines it as a right with corresponding governmental duties, and subsequently expanded pharmaceutical regulation. Questions remain regarding the financing of the system and the implementation of reforms. Nevertheless, that this judicial decision triggered a series of cascading effects, including increased public appropriation of health as a right instead of a commodity, is indisputable.7
Citizen monitoring of health services quality in Peru
Peru is a country marked by steep social and economic inequality, and disproportionate marginalisation of indigenous populations, including with respect to their health. In the Puno region, Quechua and Aymara women community leaders are engaging with the regional offices of the Human-Rights Ombuds office to monitor women's health rights, particularly the right to good quality, appropriate, and culturally respectful maternal health services. These community leaders have received training through ForoSalud (Citizen Forum on Health) and CARE. Through accompaniment of rural women who use the services as well as collective empowerment processes, these women leaders have been able to secure both information and changes from local and regional health authorities. The initiative, now supported by the Pan American Health Organization and the International Iniative on Maternal Mortality and Human Rights, has been cited internationally as a successful example of social accountability, has contributed to increased transparency, respect, and cultural sensitivity in service delivery, and increased demand for health services by rural, indigenous women and children as well as to the development of national policies with respect to citizen monitoring.16, 17, 18 The Peru example also illustrates the crucial part that citizen monitoring can play in informing health sector reform policies and corresponding implementation processes so that they respond to people's needs and expectations.19
HRBAs, however, go beyond the legal realm. They convert passive targets of services into active claims holders, which means that there cannot be a static package of services for universal health coverage defined by technocrats behind closed doors. The ways in which priority services and treatments, as well as public health interventions, are determined, together with steps to include more people and reduce financial burdens, must be achieved through citizen participation, which advances rights and the legitimacy of the system.1, 9, 20, 21 Social accountability processes in Latin America have enabled meaningful participation of people, including traditionally excluded and marginalised groups, in the design, implementation, and evaluation of public policies and budgets, as well as in auditing the quality of care.21 One successful example of citizen monitoring of health services in Peru is involvement of indigenous women community leaders in strengthening the quality and cultural appropriateness of services, and in facilitating effective coverage for indigenous groups (panel).
Latin American civil society, together with many governments, has embraced human rights principles, standards, and indicators to provide meaningful content to the right to health, which in turn has enriched and extended priorities for universal health coverage and contributed to health systems that are more responsive to people's health needs. HRBAs have been shown to promote improved understanding of vulnerability as a structural issue, derived from and resulting in inequitable power relations in society. Holding governments and other actors to account for their promises relating to the right to health is a fundamental part of the debate about policies on universal health coverage, and their implementation, in Latin America. The examples and results of social and judicial accountability initiatives in the region provide valuable insights for promotion of universal health coverage elsewhere.
We declare no competing interests.

References

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    2María Mamerita Mestanza Chávez v Peru (Inter-American Commission on Human Rights). Report No. 66/00, Case 12.191, 2000 (in Spanish).
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